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Job Details

Risk & Compliance Manager

Eastleigh, Hampshire, United Kingdom, £26,000 - £30,000 , Permanent

Posted: 7 hours ago

Description:

Get Staff Recruitment are working with one of the South's most prominent independent brokerages, who are looking to add a Risk & Compliance Manager to join their team.

This is a fantastic chance for a compliance professional to work in a position of autonomy and build upon their knowledge, working for a company with excellent training procedures and a thriving reputation in the marketplace.

Duties to be performed in the role will include:

* Assisting in the preparation of Management Information (MI) reports

* Investigating customer complaints and drafting appropriate responses

* Keeping up to date with regulatory developments

* Producing and maintaining all Governance / compliance documentation and rule books including; compliance plan, audit and monitoring plan, fit and proper annual test, governance and compliance manual, anti-money laundering processes, financial promotions, training and competence scheme.

* Advising senior management in a timely manner about FCA related issues and other regulatory issues and any changes to FCA regulations

* Administration of the risk and compliance training programme, including the assigned mandatory online training and the subsequent tracking of completion

* Attending RCC meetings and providing & delivering appropriate reports.

* Conducting compliance monitoring reviews, ensuring the firm's activities comply at all time with its procedures and FCA requirements

Previous compliance experience is essential to be considered for this role, preferably from the Insurance or Financial Services sector. For more information please apply online or contact Daniel Hurley

Job Details

1181865639
Eastleigh, Hampshire, United Kingdom
Permanent
£26,000 - £30,000