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Head of Compliance / Fund Management / Asset Management
Our client is a growing Asset Manager looking for a Head of Compliance to hold CF10/CF11 and also help the business expand into the US.

Reporting into the Global Head of Compliance, you will be responsible for:

- Providing clear and consistent technical advice and guidance in respect of mutual funds to the Board, Senior Management and other colleagues on regulatory risk matters
- Leading on financial promotions
- Leading on financial crime
- Oversight of Risk Management
- Managing all of aspect of financial crime
- Managing the Compliance relationships with the Investment and Operations teams and key outsourced suppliers (Transfer Agents & Fund Accountants) in relation to the mutual funds managed and distributed.
- Manage day to day relationships with Depositaries both in the UK and Ireland.
- Providing Compliance input into a range of projects such as the launch of new products, take on of new clients and other projects and development initiatives.
- Supporting the business in the development of the new funds and structures across different jurisdictions (specific emphasis on Ireland).
- Proactively reviewing the impact of regulatory change and formulate policy, assisting the business in exploiting any commercial opportunities arising.
- Assisting with the implementation of Group Policies.


- 10 years + Asset Management
- Previously held CF10/CF11
Job Details
Job Ref: 248609851
Hours: Not Specified
Location: London, United Kingdom
Working Term: Permanent
Salary: GBP GBP 100000.00-130000.00 Annual + bonus Annual, + bonus

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